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MEX is a joint venture of Thames AI LP and Mosaic Financial Ltd. (“Mosaic Financial”) and subject to Mosaic Financial's business controls, including certain of its policies and procedures. Certain MEX personnel are registered representatives of Mosaic Financial, a broker-dealer and international financial institution registered in Canada and in The Bahamas, and act in that capacity when offering MEX services or products. Mosaic Financial has supervisory responsibilities with respect to such personnel pursuant to regulatory requirements in multiple jurisdictions. Mosaic Financial monitors MEX’s compliance with applicable controls and regulatory requirements and surveils some of MEX’s communications with you.
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